Securing Your Past, Present and Future

Banks, broker-dealers and issuers worldwide trust Broadridge.

Banks, broker-dealers and issuers worldwide trust Broadridge to securely process and distribute the securities data and investor information that drives their businesses and the global marketplace. Broadridge distributes more than 1 billion investor communications on behalf of its clients each year. In addition to the Investor Communications business Broadridge processes an average of 2.5 million equity trades and more than $3 trillion in fixed-income settlements on behalf of our clients daily.

Broadridge is 1 of less than 75 companies in the United States that is ISO 27001 Certified; of these companies less than 10% are from the financial services sector (December 2008).

As with our products and services, Broadridge is committed to providing best-in-class security practices and technology to safeguard our clients’ valuable information.

To protect the technology infrastructure that stores, processes and transmits our clients’ confidential information, Broadridge has a dedicated and trained Information Security team with the sole purpose of managing Broadridge’s internal and external security efforts including securing our facilities and data centers, educating our associates and most importantly, protecting our clients’ confidential information.

From our ISO 9001/27001 certifications, SAS 70/CICA 5970 Type II audits, Sarbanes-Oxley reviews and FFIEC audits to our extensive technology combined with our comprehensive information security program, you can feel confident partnering with Broadridge.