Let’s talk about what’s next for you Talk to us

Our representatives and specialists are ready with the solutions you need to advance your business.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

First Name

Last name

Work email address

Telephone

Country

Company name

Job title

What would you like a Broadridge sales representative to contact you about?

Thank you.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

Parlons de ce qui vous attendTalk to us

Nos représentants et nos spécialistes sont prêts à vous apporter les solutions dont vous avez besoin pour faire progresser votre entreprise.

Vous voulez parler à un représentant commercial?

Table Heading
+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
+1 416 350 0999	Canada Toronto

Prénom

Nom de famille

Adresse de courriel professionnelle

Téléphone professionnel

Country

Nom de l'entreprise

Titre du poste

À propos de quoi aimeriez-vous qu'un représentant commercial Broadridge vous contacte ?

Merci. .

Votre soumission a été reçue. Nous communiquerons avec vous sous peu.

Vous souhaitez parler à un commercial ?

Table Heading
+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
+1 416 350 0999	Canada Toronto

Post Trade and Regulatory Compliance

Bring efficiency to post-trade regulatory reporting

The regulatory environment is quickly evolving and becoming more complex. Stay ahead of it with a comprehensive automated reporting platform. Our fully-hosted solution can help you prepare by improving visibility, managing risk and reducing errors.

Flexibility to adapt to changing reporting requirements

The platform is nimble enough to accommodate and process various data formats and flexible enough to support new reporting environments as regulations change.

Fully Customizable

Full Archiving of Results

Scalable Structure

Continuous Data Validation

Reporting Dashboard

Fully Hosted Solution

Expand Your Reporting Capabilities

Broadridge Regulatory Reporting

Defined static data elements
Integrated data from multiple sources
Repeatable applications
Enhanced controls, including risk mitigating processes
Complete inventory of reporting forms

Broadridge Compliance Master

Rules and reports can be customized for each client firm, and even for each fund
Standard report templates include Current Breaches, Overridden Breaches, Results Per Fund, Results Per Rule and a Full Audit report
Reporting capabilities through advanced graphic dashboards and mobile access
Full archiving of results into a centralized data warehouse available for audit and retention needs
Standard sets of rules available for fast configuration (e.g. UCITS)

See Product Specifications

How We Can Help