22c-2 Market Timing Compliance
Reduce risk when you automate the capture, analysis, and reporting of trading activities for 22c-2 compliance and flag potential SEC violations in real time.
Streamline 22c-2 compliance
Automate monitoring and reporting
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Track trading activity and internal trading
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Identify market timing
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Analyze short-term trading
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Manage relationships
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Maintain compliance data
Simplify every step
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Configure analytical tools to prospectus trading rules
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Automate monitoring across all platforms
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Manage shareholder account resolution via efficient compliance workflows
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Process data requests with full transparency
Rely on proven technology
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Access secure, detailed, accurate, and timely information based on your requirements
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Gain a view of critical transaction information derived from multiple sources
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Utilize a scalable solution that supports straight-through processing
Connected workstreams. Confident reporting.
Our integrated tool monitors transaction data across all intermediary platforms and applies market-timing rules to identifying compliance violations.
One solution. All financial intermediary platforms.
Our rules-based compliance solution aggregates data across intermediary platforms.
Uncover potential violations in real-time
Fund-specific omnibus and shareholder-level market timing rules are automatically applied identify potential violations.
Simplify compliance resolution
A workflow and content-management engine alerts users of potential violations and breaks complex resolution processes into manageable steps.
Comprehensive records. Customized reports.
The 22c-2 Compliance solution maintains tracking information and facilitates creation of custom reporting for managers, boards and audits.
What's next for your business?
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