Wealth Management

Tap into an expansive suite of technology, regulatory, and communications solutions that enable wealth firms to grow and transform on their own terms.

Experience the future of wealth management

Modernize your technology and operations with a full suite of front-to-back solutions using our open architecture, component-based wealth platform with an easy integration journey.
Stay compliant, minimize risk, and improve controls with proven solutions for proxy, regulatory reporting, tax, and reconciliations.
Help advisors grow their practices and deepen investor engagement with our industry-leading communications platform and advisor marketing capabilities.

See how we help power the wealth industry

14 of 15
top wealth providers in North America served by Broadridge
35% +
of North American financial professionals use Broadridge front-office solutions
$15T+
in assets custodied on Broadridge platforms 
800M +
U.S. equity positions managed by our wealth offerings
$3B+
Invested by Broadridge in wealth and capital markets technology over the last 4 years
35+
Strategic partners and 200+ vendor integrations and third-party applications

Wealth management solutions for every audience

Self-Clearing Firms
Handle large transaction volumes with efficient back-office operations, data management, and regulatory compliance solutions.
Fully Disclosed Firms
Outsource complex clearing and custody services, advanced reporting, and analytics to streamline operations and refocus on clients and growth.
RIAs/Financial Advisors
Deliver personalized advice, manage investments effectively and adhere to fiduciary obligations with powerful solutions and tools.
Full Custody Solutions
Enhance transparency and security with comprehensive custody solutions for secure asset management, real-time reporting, and risk management.
Retail Banking and Consumer Finance
Enhance customer satisfaction and loyalty, powered by tools for personalized customer interactions, efficient transaction processing, and data analytics.

What's next for your business?

We want to hear more about what you need to improve your business and drive transformative innovation, efficiency, and growth.
Want to speak with a specialist?
+1 800 353 0103 (option 3) North America
+617 4356 9934 APAC Australia
+852 3004 3094 APAC Hong Kong
+65 3135 1278 APAC Singapore