Tim Gokey
Chief Executive Officer, ManagementMr. Gokey is the Chief Executive Officer of Broadridge, having been appointed to this role in January 2019. He was elected to the Broadridge Board of Directors in 2019. Mr. Gokey served as President of Broadridge from 2017 to 2020 and as Chief Operating Officer from 2012 to 2019. He joined Broadridge in 2010 as Chief Corporate Development Officer and was responsible for the company’s growth initiatives. Prior to joining Broadridge, Mr. Gokey was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company. Mr. Gokey also serves on the Board of C.H. Robinson Worldwide, Inc. Mr. Gokey is a member of the board of directors of the Partnership for New York City, is on the Board of Advisors of the Northwell Health Cancer Institute, and is a member of the Board of Trustees of USRowing Foundation.
Chris Perry
PresidentChris was appointed President of Broadridge in March 2020. Previously, he served as our Corporate Senior Vice President, Global Sales, Marketing and Client Solutions from 2014 to 2020. Chris leads Broadridge's top clients and partners, overseeing Broadridge International, and coordinating Broadridge's overall growth strategy. He joined Broadridge in 2014 after more than 25 years in banking, brokerage and financial information services. Most recently, he was Global Managing Director of Risk for the Financial & Risk division of Thomson Reuters. Over the previous 14 years, Chris held numerous roles at Thomson Reuters and its predecessor, Thomson Financial. Chris currently serves on the Board of the Financial Services Institute.
Ashima Ghei
Chief Financial OfficerAshima assumed the role of Chief Financial Officer in December 2024. Prior to this, she served as the CFO for ICS. As a key partner to the ICS leadership team, she was responsible for leading investment optimization, product profitability initiatives, pricing, contract negotiation, and planning and analytics. Ashima also had a critical leadership role in shaping the future of our ICS business as it continued to drive high-margin, profitable growth from both organic initiatives and M&A.
Thomas Carey
Corporate Vice President, President of Global Technology and OperationsTom assumed responsibility for all aspects of the Global Technology and Operations business segment in 2018 covering capital markets, wealth, and asset management solutions. Tom has held various leadership roles across Broadridge most recently serving as President of Broadridge International where he was responsible for the growth and distribution across our businesses in Europe and Asia.
Doug DeSchutter
Co-President, Investor Communication SolutionsDoug was named Co-President of the Investor Communication Solutions business segment in September 2023. In his role, he directly oversees U.S. Proxy and Post Sale, Global Proxy and Strategic Initiatives, Global Class Actions, Customer Communications, Broadridge’s Digital Center of Excellence, and overall digital communications transformation. Joining Broadridge in 2007 as our Chief Strategy and Business Development Officer, Doug has since held a series of leadership roles at Broadridge, most recently serving as President, Bank Broker-Dealer, Customer Communications, and Digital CoE. Prior to joining Broadridge, he held roles at ADP and Lehman Brothers.
Michael Tae
Co-President, Investor Communication SolutionsMike was appointed Co-President of our Investor Communication Solutions business segment in September 2023. In addition to this joint leadership role, he directly oversees our Mutual Fund Regulatory, Retirement and Workplace, Corporate Issuer, and Data & Analytics businesses. Throughout his career at Broadridge, Mike has served in several leadership positions, including as the Head of Strategy and M&A, and Chief Transformation Officer. Before joining Broadridge, he was the Director of Investments for the Troubled Asset Relief Program at the U.S. Department of Treasury and held positions at Merrill Lynch and McKinsey & Company.
Hope Jarkowski
Chief Legal OfficerHope Jarkowski joined Broadridge as Chief Legal Officer in May 2024. She oversees the company’s legal, compliance, regulatory, and government affairs functions and serves as the primary legal advisor to senior management and the Board of Directors. Hope is an established leader with strong expertise in securities regulation, corporate governance, and regulatory affairs. Prior to joining Broadridge, she served as General Counsel at the New York Stock Exchange, where she provided legal counsel and regulatory strategy advice across the NYSE’s business segments. She also served as Head of Equities for the NYSE and as co-head of Regulatory Affairs for NYSE’s parent, Intercontinental Exchange, Inc. Hope has held leadership roles at the U.S. Securities and Exchange Commission and the U.S. Senate Banking Committee, and prior to her government service, she practiced securities law at both a Fortune 100 law firm and FINRA.
Tyler Derr
Chief Technology OfficerTyler leads our enterprise technology and development organizations. He serves as the senior-most technology officer for Broadridge, which includes overseeing Broadridge’s global technology teams including: enterprise-wide software engineering, product delivery, architecture, infrastructure, cybersecurity, and technology operations. Tyler joined Broadridge in 2012 as the CTO for our Global Technology and Operations business, and also as its Chief Administrative Officer. Prior to joining Broadridge, he worked at OppenheimerFunds, was the CTO for the global tax business of H&R Block and in private equity.
Germán Soto Sanchez
Chief Product and Strategy OfficerGermán oversees the Broadridge enterprise product management and corporate strategy functions. In this capacity, he leads product architecture and operations, enterprise platforms, AI, and innovation, while also partnering with Broadridge senior leadership on business building efforts, long-term strategic opportunities, and other growth-related activities. Prior to joining Broadridge in 2021, Germán was President and a member of the Board of Directors for Cloud9 Technologies, LLC, a cloud-based voice trading communications and analytics company. Previously, he held key roles at JPMorgan Chase & Co., AIC Private Equity, and McKinsey & Co. Inc.
Rich Stingi
Chief Human Resources OfficerRich is our Chief Human Resources Officer and leads all functions related to global talent management practices, including associate engagement and retention, training and development, talent acquisition, total rewards, and succession planning. He is also responsible for helping to shape the company’s culture and drive initiatives that promote diversity, equity, and inclusion. Prior to joining Broadridge in 2013, Rich spent 22 years at Goldman Sachs as a Managing Director in their Human Capital Management Division.
Dipti Kachru
Global Chief Marketing OfficerDipti joined Broadridge as the global CMO in January 2022. As a member of Broadridge’s executive leadership team, she leads all aspects of global marketing, including brand, advertising, digital marketing, content strategy, lead generation and events. Dipti is an experienced marketing leader with a proven record of building industry-leading brands and driving business growth. She joins Broadridge from JPMorgan Chase, where she recently served as CMO for Wealth Management. Dipti also held several senior consumer and wholesale marketing roles at J.P. Morgan and OppenheimerFunds, Inc.
Michael Alexander
President, Wealth ManagementMike is President of Wealth Management at Broadridge, with leadership responsibility for the Broadridge Wealth Platform; the next-generation industry-level open platform that uniquely address Wealth Management firms’ need to transform their technology and business models. Prior to joining Broadridge, he was Senior Vice President of Operations at Charles Schwab.
Jason Birmingham
Global Head of EngineeringJason leads the development, quality assurance, and architecture functions across Broadridge, in addition to partnering with our business leaders, product, and sales teams to ensure we are addressing our clients’ challenges, while modernizing our key applications, and achieving our strategic goals. He joined Broadridge in 2019 and is a results-oriented leader with a focus on engineering practices, platforms and tools, and talent. Prior to Broadridge, Jason served as the Head of Capital Markets and Finance Technology at Fannie Mae and held various management consulting roles at PwC and Navigant.
Naadia Y. Burrows
Chief Impact OfficerNaadia is our Chief Impact Officer, building on her role as our inaugural Chief Diversity Officer. She drives strategic initiatives that enhance business resilience, strengthen workforce opportunities, and advance sustainable business practices. Naadia champions a culture of innovation and accountability, ensuring that inclusion, fairness, and sustainability remain core to Broadridge’s values and business strategy. With nearly three decades at Broadridge, Naadia previously led the Mutual Fund Regulatory Communications business, demonstrating deep expertise and strong leadership within the organization. She sits on the Board of the Long Island Association, reinforcing her commitment to industry and community impact.
Matt Connor
Chief Operating Officer, Global Technology and OperationsMatt is responsible for driving operational excellence and delivering revenue growth across Global Technology and Operations. Prior to this, Matt, who joined the Company in 2007, served as Broadridge's Interim Chief Financial Officer, the chief financial officer of GTO and has held a variety of roles in finance and business unit leadership, including leading our fixed income securities processing business. Prior to joining Broadridge, he held senior finance roles at Gartmore Global Investments, First USA, and CoreStates Bank.
Danielle Gurrieri
Head of BBD and Digital COE Product ManagementDanielle leads the combined Product Management organization for our Bank Broker-Dealer and Digital Center of Excellence groups, focusing on Broadridge’s corporate governance product set. Her product oversight includes a mix of platform and go-to-market solutions that cover regulatory distributions, filings, and multi-channel proxy voting applications globally, as well as corporate actions and class actions. Danielle and her team are responsible for the ICS Regulatory Modernization effort as we continue to evolve to lead the industry in innovative platform capabilities. Since joining Broadridge in 2015, Danielle has held roles of increasing responsibility. Prior to Broadridge, she spent eight years in financial planning and analysis and strategy roles at Estée Lauder and Univision.
John Hogan
Senior Managing DirectorJohn served as our President until September 2013 and as our Chief Operating Officer until September 2012. Prior to Broadridge becoming an independent public company in 2007, John served as Group President of the Brokerage Services Group, and as a member of the Executive Committee and Corporate Officer of ADP. In this role, he shared the responsibility of running the Brokerage Services Group with Rich Daly.
Karin Kirkwood
President, Broadridge CanadaKarin was appointed President, Broadridge Canada in July 2023. She is responsible for driving overall results and growth for Broadridge in the Canadian market, Investor Communications Solutions Canada and Global Technology & Operations Canada. Karin previously served as General Manager for GTO Canada, helping to expand the Broadridge footprint in Canada by bringing new capabilities and next-generation technologies to our clients. She joined Broadridge in 2019 through the acquisition of RPM Technologies, where she served for over two decades, most recently as Executive Vice President of Business Development & Client Solutions. Karin also serves as co-chair of the Broadridge Mentorship Program, which fosters the development, future growth, and career enrichment of our associates.
Frieda Lewis
Global Head of Client EngagementFrieda plays a crucial leadership role in fostering strong, long-term relationships with key clients across regions. In addition to overseeing client engagement strategies and ensuring alignment with organizational goals, she represents the company at industry boards and forums. As a member of these boards, Frieda provides strategic insights, shares best practices, and influences industry trends and standards. Her role requires a blend of executive leadership, deep industry knowledge, and excellent communication skills, ensuring the company remains at the forefront of client needs while contributing to the advancement of the sector. Frieda also serves as a trusted advisor to both internal teams and external stakeholders, positioning the company as a thought leader and partner of choice.
Michael Liberatore
Chief Financial Officer, GTOMichael became Chief Financial Officer, Global Technology & Operations in July 2022. He serves as a member of both our Executive Leadership Team and Finance Leadership Team. As GTO CFO, Michael is responsible for investment optimization, product profitability, pricing analysis, and GTO planning and analytics. He plays a critical role as GTO builds world-class SaaS solutions for our financial services clients. Michael previously has served as President of Broadridge’s Mutual Fund and Retirement Solutions business and has held several other finance and executive roles since joining in 2004.
Laura Matlin
Corporate Vice President, Deputy General Counsel and Chief Compliance OfficerLaura is responsible for the legal teams that support the business globally. She is also responsible for legal operations and helping to set the department’s strategy. Laura works closely with Broadridge’s Board of Directors and represents the company’s leadership on corporate governance issues. As Chief Compliance Officer Laura is responsible for the Enterprise Compliance program which oversees compliance across the organization. Prior Broadridge appointments include Interim General Counsel, Chief Governance Officer, Chief Privacy Officer and Assistant Corporate Secretary. Laura joined ADP in 1997.
Vijay Mayadas
Corporate Vice President, President of Capital MarketsVijay is responsible for our trading, post-trade processing, and data and analytics businesses. He was appointed President of the Capital Markets division in September 2020. Previously, Vijay led the Global Fixed Income and Analytics division within our Global Technology and Operations business. From 2013, when he joined Broadridge, to 2016, Vijay was responsible for our strategy, acquisitions, partnerships and other growth-related activities. Prior to joining Broadridge, he worked in private equity at IFA, strategy consulting at the Boston Consulting Group and he co-founded and sold a software company.
Tim McConnell
Global Head of Account ManagementTim was named the Global Head of Account Management in July 2022. He expanded his leadership responsibilities to include the Corporate Issuer Sales and Account Management function in July 2023. Tim’s responsibilities include client and revenue retention, relationship management, and opportunity management to support global growth objectives. During his Broadridge career, he has led sell-side segment sales teams, global buy-side segment sales, product and solutions for GTO, and account management for ICS. Prior to joining Broadridge, Tim held key front-and middle-office management positions in both wealth management and capital markets at Merrill Lynch and Stifel.
Michael Natoli
Chief Client OfficerMichael is our Chief Client Officer. He has over twenty years’ experience at Broadridge focused on the Governance and Regulatory, Wealth Management and Asset Management groups. Michael currently manages the relationship and service experience for over 5,000 clients and is launching a new Client Success initiative globally across Broadridge. Previously, he served as managing partner of Northeast Consulting Services for McGladrey & Pullen, LLP and as a systems architecture and application specialist at Shearson Lehman Brothers in New York. Michael has served on the Board and Finance Committee for the YMCA of Long Island and as a senior advisor for the Dominican Village, one of the first assisted care facilities in New York.
Sheenam Ohrie
Managing Director, IndiaSheenam was appointed Managing Director, India, in April 2022. In her role, she is instrumental in executing a key component of the Broadridge strategy. Sheenam is responsible for product management and engineering, operations and innovation for our India-based centers across our Investor Communication Solutions and Global Technology and Operations businesses. She joined Broadridge in September 2021 as Chief Operating Officer for India. Prior to that, Sheenam was an executive with Dell and an APJ CIO leader. She has also held global strategy, engineering and business leadership roles at Infosys, SAP and Oracle. She is an ICF-certified executive coach.
John Oliveri
Global Head of Enterprise InfrastructureJohn oversees the strategic direction and execution of our hosting/data centers, networks and telecommunications, desktop/devices, and service delivery. A proven leader who has had a significant technology and business impact for ICS, John has held various positions in client services, technology operations, and Software Engineering for ADP, then Broadridge, since 1992. He serves on the Stony Brook Computer Science Dean's Council.
Bill Quinn
Global Chief Sales OfficerBill assumed the role of Global Chief Sales Officer in July 2023. He is responsible for leading the Global Sales Delivery function across NA, EMEA and APAC, including segment and product sales, as well as sales strategy and operations. Bill has served in a series of increasingly senior positions with Broadridge for more than a decade, most recently as Chief Sales Officer, Americas. He has over 25 years of experience in financial services and has held senior positions at Fidelity and ADP Brokerage Services.
Swatika Rajaram
President, Bank Broker-DealerSwatika became President of our Bank Broker-Dealer business in February 2025. In this role, she drives our efforts to strengthen alignment across our U.S. and International go-to-market efforts, operations, and client services teams to best position us to execute our global strategy and provide further exciting opportunities for key talent to progress. In addition, Swatika leads the Regulatory Modernization Initiative to modernize our platforms, technology stack, and business processes in an effort to improve speed-to-market for new releases and enhance user experiences for clients and associates. Prior to this role, Swatika led U.S. Proxy and was head of our Post Sale Prospectus business, a position she held since 2020. She joined Broadridge in 2014 and has held key roles in both Product Management and Strategy. Prior to Broadridge, Swatika worked at McKinsey and Company as a management consultant and at Gerson Lehrman Group as Head of Strategy.
Vincent G. Roux
Senior Vice President, Global Head of Corporate DevelopmentVince oversees all our inorganic investment activities, including acquisitions, strategic minority investments, divestitures, joint ventures, investments in private equity and venture capital, and enterprise-level capital partnerships. He joined Broadridge (then ADP) in 2003 and has since led over three dozen successful M&A transactions, helping to accelerate the execution of Broadridge’s strategies and propel Broadridge’s growth. Prior to Broadridge, Vince spent a decade in investment banking, primarily with Bear Stearns.
Bob Santangelo
Vice Chair, Global Sales, Marketing & SolutionsBob is responsible for partnering with business leaders, sales and account management, and key client stakeholders to provide critical advice on approaches for new strategic deals, client contract renewals and securing new business. Previously, he led our global bank, broker-dealer distribution channel, including global sales management, business development and strategic client initiatives. Bob’s experience spans capital markets, wealth management and investment management technology, operations and communications. Bob joined ADP in 1992 and has since served in various sales and marketing leadership roles.
Mike Sleightholme
President, Broadridge InternationalMike became President of Broadridge International in August 2023. He is responsible for Broadridge’s operations in the EMEA and APAC regions and overseeing Broadridge Asset Management Solutions (BAMS), where he has been the president since 2022.Prior to joining Broadridge, Mike was Chief Executive Officer of SS&C’s DST Systems. He currently sits on the Board of Directors of the International Securities Services Association.
Board of Directors
Richard J. Daly
Executive ChairMr. Daly has been a member of our Board since 2007 and is our Executive Chairman. Mr. Daly served as the Chief Executive Officer of Broadridge Financial Solutions, Inc. from 2007 to 2019. Prior to his role at Broadridge, he founded and sold his proxy services business to Automatic Data Processing, Inc. (ADP) and ultimately served as the Group President of the Brokerage Services Group following the acquisition. He is also the Chairman of the Board of Directors of the SIFMA Foundation. As the founder of our largest business and having served as the CEO of Broadridge for over a decade, he brings to our Board a deep understanding of our business and industry, corporate governance expertise, extensive leadership experience, and unique perspectives on our clients, strategic opportunities, and risks.
Eileen K. Murray
Independent DirectorMs. Murray, former Chair of the Board of Governors of Financial Industry Regulatory Authority (FINRA), joined our Board in 2022 and, as of November 2024, is our Lead Independent Director. She brings deep leadership experience in complex financial and technology-driven organizations including Bridgewater Associates, LP, Credit Suisse and Morgan Stanley. Ms. Murray is currently on the boards of Guardian Life Insurance Company of America and HSBC Holdings plc. She also serves on the Board of Invisible Urban Charging and is an advisor to many innovative technology and environmental solutions companies. She has also previously served on the boards of the Business Council for International Understanding and The Depository Trust & Clearing Corporation and she was a Director of the Irish Arts Center from 2016-2024.
Pamela L. Carter
Independent DirectorMs. Carter is the retired President of Cummins Distribution Business, a division of Cummins Inc. She joined our Board of Directors in 2017, and serves as Chair of the Audit Committee and a member of the Governance and Nominating Committee. Ms. Carter also serves on the Boards of Enbridge Inc. and Hewlett Packard Enterprise Company. She is a former director of CSX Corp.
Robert N. Duelks
Independent Director, Governance and Nominating Committee ChairMr. Duelks is a retired executive of Accenture. Mr. Duelks joined our Board of Directors in 2009, and serves as a member of the Audit Committee and is the Chair of the Governance and Nominating Committee. He is also a current Emeritus Trustee of the Board of Trustees of Gettysburg College. He was an advisor to the senior executives of Tree Zero.
Melvin L. Flowers
Independent DirectorMr. Flowers most recently served as Corporate Vice President of Internal Audit and Enterprise Risk Management for Microsoft. He joined our Board of Directors in 2021, and serves as a member of the Audit Committee and the Governance and Nominating Committee. Prior to Microsoft, Mr. Flowers was the Chief Financial Officer at Novatel Wireless as well as several other public and private companies. He is currently a member of the board of directors of HSBC North America Holdings, Inc. and HSBC Bank USA, N.A. and is a member of the Board of Trustees of Seattle University where he serves as Chairman of the Audit Committee.
Tim Gokey
Chief Executive Officer, ManagementMr. Gokey is the Chief Executive Officer of Broadridge, having been appointed to this role in January 2019. He was elected to the Broadridge Board of Directors in 2019. Mr. Gokey served as President of Broadridge from 2017 to 2020 and as Chief Operating Officer from 2012 to 2019. He joined Broadridge in 2010 as Chief Corporate Development Officer and was responsible for the company’s growth initiatives. Prior to joining Broadridge, Mr. Gokey was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company. Mr. Gokey also serves on the Board of C.H. Robinson Worldwide, Inc. Mr. Gokey is a member of the board of directors of the Partnership for New York City, is on the Board of Advisors of the Northwell Health Cancer Institute, and is a member of the Board of Trustees of USRowing Foundation.
Brett A. Keller
Independent DirectorMr. Keller is the Chief Executive Officer of Priceline.com. He joined our Board of Directors in 2015, and serves as a member of the Audit Committee and the Compensation Committee. Mr. Keller also serves on the National Advisory Council for the Marriott School of Management at Brigham Young University.
Maura A. Markus
Independent DirectorMs. Markus joined our Board in 2013 and serves as Chair of the Compensation Committee and a member of the Audit Committee. She previously served as President and Chief Operating Officer of the Bank of the West prior to her retirement. During her tenure at Bank of the West, she was a member of the company’s Board of Directors and executive management committee. Prior to Bank of the West, she was a 22-year veteran of Citigroup. Ms. Markus is a member of the Board of Directors of Stifel Financial Corp., the holding company for a full-service retail and institutional wealth management and investment banking firm, and Diebold Nixdorf, Incorporated, a services, software, and hardware provider to the financial services and retail industries. Ms. Markus provides valuable insights to our Board and management team through her deep understanding of the financial services industry, particularly with our clients, their customers and their unique needs and expectations, and her service on other public company boards further enhances her robust corporate governance skills.
Annette L. Nazareth
Independent DirectorMs. Nazareth joined our Board of Directors in 2021 and serves as a member of the Audit Committee and the Compensation Committee. She currently serves on the Board of MoneyLion Inc., several not-for-profit boards and is a former member of the boards of Figure Acquisition Corp. I and Athena Technology Acquisition Corp., both public companies. She also currently serves as the Chair of the Governing Board of The Integrity Council for the Voluntary Carbon Market, an international taskforce on scaling voluntary carbon markets.
Amit K. Zavery
Independent DirectorMr. Zavery joined our Board in 2019 and is a member of the Audit Committee and the Compensation Committee. He currently serves as the President, Chief Product Officer, and Chief Operating Officer of ServiceNow. He previously served as a Vice President/General Manager and Head of Platform for Google Cloud at Google, LLC. At Google, he was responsible for defining product strategy, running engineering, streamlining business operations, and building the business application platform business for Google Cloud. Prior to Google, Mr. Zavery spent 24 years at Oracle Corporation, leading the company’s product vision, design, development, and go-to-market strategy for cloud platform, middleware, Java, and analytics portfolio. Mr. Zavery brings his strong technology, product innovation, growing multi-product portfolio, and market strategy experience to our Board, providing valuable insights on our technology and product strategies.
In Memoriam
Robert Schifellite
In MemoriamBob served as President of Broadridge’s Investor Communication Solutions business for more than 16 of his nearly 40 years with the company before beginning to transition to a role as Broadridge’s Chairman, Investor Communication Solutions, shortly before his passing. He was responsible for all aspects of the business segment, including the bank broker-dealer, corporate issuer, mutual fund and retirement, and customer communications solutions offerings. Prior to that, he was a part of ADP’s Brokerage Services Group since 1992.
Robert Kalenka
In MemoriamBob first joined Broadridge through its predecessor company ADP as a Director of Finance. Over his extensive career at Broadridge, Bob led multiple functions such as Operations, Procurement, and Facilities. Bob served as President of Broadridge Customer Communications as well as Chief Operating Officer of Investor Communication Solutions. Bob’s influence and impact were felt far and wide, through his sponsorship of the Management Training Program, his support and outreach to universities and social causes on Long Island, and his role as a coach and mentor for countless Broadridge associates.