Bank & Broker Proxy Services

Drive engagement and compliance by connecting to the most comprehensive market coverage across the entire proxy ecosystem. Create seamless investor experiences that maximize voting and transparency across local and global markets.

Achieve best-in-class compliance, data security, and user experience

Less risk, more growth
  • Adhere to evolving SEC, EU/EEA [SRD II], APAC, and EMEA standards such as GDPR and DORA
  • Experience unmatched cybersecurity, resilience, and data security
  • Achieve enhanced oversight and efficiency gains with intuitive client portals and dashboards
Single integration, centralized platform access
  • Connect to every step seamlessly, from announcements through vote confirmation
  • Leverage API-enabled components enabling a centralized end-to-end global workflow
  • Streamline client communications oversight and reporting
  • Empower your teams with easy-to-use interfaces and standardization
Unmatched global coverage and support
  • Gain access to 100+ markets – proven at high volume scale
  • Experience 24/7 365 dedicated and multi-lingual service support
  • Leverage an unrivaled corporate governance network to stay ahead of evolving regulations
 Seamless usability for investors and clients
  • Meet the needs of your clients with experiences uniquely designed for retail and institutional investors
  • Simplify voting, bringing together all relevant information for a seamless, intuitive experience
  • Customize communications at scale to provide a consistent client and user experience
Following completion of a detailed and complex transition program, we have built a strong and effective partnership with Broadridge over the past 11 years. Their service, support, and engagement are highly valued and continue to significantly contribute to our Corporate Governance capabilities.
Kevin O Connor, Northern Trust
We’re seeing much greater engagement across our trading services from those investors who use [Broadridge’s Proxy] voting service, than non-voting clients.
Tom Lee
Head of Trading, Hargreaves Lansdown

Upgrade investor engagement and compliance capabilities

Process, track, and report on every vote with innovative communications tools and enhanced reporting capabilities.

Enhance the client experience

Connect with investors according to their channel of choice, while helping advisors establish a deeper relationship with their customers. Use regulatory communications to extend your brand and make taking action easier than ever - empowering every investor to be heard.

Strengthen compliance confidence

Manage disclosure obligations for U.S., EMEA, and APAC markets. Auditors and the Independent Steering Committee maximize oversight regarding regulatory compliance and data security.

Oversee your entire network

Optimize cross-border voting and simplify compliance with governance requirements across global markets.

Respond with speed and accuracy

Receive and request receipt, authentication, and forwarding directly from parties around the world. Distribute data to underlying intermediaries and respond to issuer requests within required deadlines.

Enable investors to vote, take action, and be heard

Deliver a simpler, more meaningful investor experience and highlight your brand with our web- and mobile-optimized vote capabilities. The clean, modern interface maximizes engagement while branded emails drive participation.

Explore the ProxyVote app
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Proven proxy proficiency

100+
Global market connections
200M+
Retail shareholder accounts
7B
Communications processed annually
10,000+
Public companies served
5
Operating hubs in U.S., UK, Japan, India, and Australia
Investor voting portal

Login to access, review, and vote your proxies.

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