Capital Markets Transactions

Partner with a trusted leader for all your SEC filing and financial print needs. Whether going public, planning a merger or acquisition, or raising capital, our expert services deliver precision and reliability at every step.

Be ready to execute with confidence

Flexible SEC document management and XBRL expertise
  • Easily create, manage and file documents with confidence using our adaptable managed service platform
  • Experience faster turnaround time and cost reductions through advanced technology that enhances workflow efficiency and automates complex tasks
  • Overcome XBRL challenges with our comprehensive tagging services, expert knowledge, and dedicated support.
Comprehensive printing and distribution
  • Benefit from dedicated print specialists for each deal, providing efficient execution and clear guidance as deadlines evolve.
  • Accelerate processing and cut down on shipping costs with integrated co-located capabilities
  • Expand your reach with our secure digital distribution solutions
Proactive partnership with flexible service offerings
  • Trust a team with deep expertise in investor communications and governance to execute your SEC filings and meet your distribution deadlines
  • Rely on Broadridge to monitor for regulatory changes so your processes and filings remain compliant and up to date
  • Gain access to innovative industry solutions that allow you to work the way you want

Simple. Smart. Strategic. 

Save time, effort, and expense – and realize value at every step

Comprehensive SEC filing and governance expertise

Whether a traditional IPO or SPAC filing the initial registration statement is only the first step. Select a transfer agent, manage annual compliance documents and seamlessly conduct your first annual meeting with one trusted expert.

Control every step of the M&A process

An integrated solution for your special meeting managed by a dedicated team of experts.

Compose and file quickly and accurately

Navigate the complexities of structured notes, shelf registrations, and other specialized financial documents with ease.

Broadridge Image Broadridge Image Broadridge Image

What's next for your business?

We want to hear more about what you need to improve your business and drive transformative innovation, efficiency, and growth.
Want to speak with a specialist?