Canadian Retail & Brokerage Solutions

Upgrade operations enterprise wide. Broadridge Dataphile and RPM financial solutions connect advanced technologies and real-time data for seamless, scalable growth.

Purpose-built for the Canadian brokerage ecosystem

Unparalleled operational efficiency
  • Streamline front-, middle-, and back-office operations
  • Automate time-consuming, error-prone manual tasks
  • Quickly manufacture new products
Comprehensive wealth management regulatory compliance
  • Monitor for and proactively address risks
  • Adhere to IIROC and MFDA regulations
  • Generate timely reports
Extraordinary client experiences
  • Provide fully customizable, real-time portals
  • Consolidate your account service framework
  • Give advisors more time to focus on clients
Exceptional flexibility
  • Scale operations with open data and API architecture
  • Integrate with multiple third-party clearing solutions
  • Reduce systems maintenance and operations costs

Comprehensive front-, middle-, and back-office support

Thrive in any regulatory or entity environment with our rich library of APIs for omnibus processing, intermediary functions, and much more.

Seamless client experiences

Facilitate the entire trade lifecycle, from digital onboarding to multi-currency, multi-asset transactions with unlimited history. Streamline trading, risk and compliance management, reporting, administration, and more.

Trusted precision

Maintain compliance with IIROC and MFDA requirements with real-time brokerage accounting across all your assets. 

Resilient protection

Proactively address issues before they harm performance with real-time monitoring for compliance officers and risk managers.

End-to-end execution

Place equity, options, and mutual fund orders with over 50 customizable orders, real-time montoring, post-trade compliance, and bilingual support.

Purpose-built for optimum performance

Increase advisor productivity and client satisfaction with custom real-time dashboards built for enhanced oversight.

Centralized, flexible, and consistent

Accommodate multiple dealers, regulatory regimes, and record and clearing services for consistent omni-channel data integration.

Bespoke builds, ready for launch

Create diverse products in any currency and account with automated solutions for rolling out term deposits, mutual funds, and investment savings plans.

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Transforming the trade lifecycle for greater cost-efficiency

25%
Average increase in asset volume
6%
Average year-over-year account growth
320%
Average decrease in cost per account
55%
Average reduction in operations and systems costs

What's next for your business?

We want to hear more about what you need to improve your business and drive transformative innovation, efficiency, and growth.
Want to speak with a specialist?