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Middle Office Technology

Centralized middle office solution for streamlining the trade lifecycle across asset classes and regions.

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Transform your workflow with simplified modular components

Focus on exception management with an automated front-office and back-office agnostic SaaS solution.

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It’s time to disrupt the trade lifecycle. Say goodbye to middle office silos, fragmented processes and settlement risk. Our latest breakthrough overcomes the legacy system limitations that constantly hold you back.

Broadridge Middle Office Technology brings together street and client-side workflows to simplify the entire trade lifecycle. Now you can streamline the entire front- to back-office process—across every market and every asset class—with the automation tools trusted by today’s global leaders.

Consolidate workflows, eliminate redundancies, adapt to new regulations fast. A single dashboard provides a one-stop, analytical view of all activity and exceptions. AI and machine learning work behind the scenes to automate workflows and rules-based processing helps to eliminate manual errors and reduce your trade processing costs.

This solution gives you the power to make a real impact. Capitalize on what’s next with Broadridge Middle Office Technology. Contact your Broadridge representative today.

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Achieve operational efficiency and cost-effectivness

By moving to a scalable middle office platform, firms can focus on exception management, reduce complexities, and eliminate the gaps between trading, clearing, and reporting.

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Gain enhanced connectivity and a global coverage

Enable innovation, simplification and streamlining of all front office, middle office and post-trade functions — powering connectivity and multi-asset, multi-currency and multi-regional trading across global markets

One Middle Office Catering to Client and Street Side Workflows

  • Enable greater visibility of data across the lifecycle to improve control and reduce risk
  • Centralized bookings, allocations, and confirmations across asset classes
  • Electronic trade capture from any front-office system
  • Consolidated view of global markets, currencies, and asset classes
  • Drive Profit and Loss benefits and better trading decisions through real-time sharing of middle-/back-office data with the front office
  • React quickly to market changes and launch new services via a simplified architecture

Full Life Cycle Support

  • Supports major allocation/confirmation channels: FIX, CTM, files, emails and fax
  • Flexible logic enables any fee and commission structure and valuation rules
  • Complete data enrichments to add settlement and clearing information

Increase Efficiencies, Reduce Operational Risk and Improve Time to Market

  • High Straight through processing (STP) Rates and Exception Routing
  • Handle volume using flexible trade aggregation tools and schedule automatic tasks
  • Monitor all post-trade steps
  • Automatic exceptions routing for efficient issue resolution
  • Reduction of manual processing through workflow simplification and trade automation
  • Eliminates multiple systems, duplicate processes, breaks, and reconciliation efforts
  • Streamline operational processes and workflows to improve efficiency

Reduce Manual Intervention Through Automation

  • Unified data management
  • Real-time monitoring
  • Multi-asset processing
  • Standardized reporting
  • Event-driven processing API connectivity

Enhance Technology Simplification, Streamline your Post-Trade Operations, and Optimize Costs

  • High Straight through processing (STP) Rates and Exception Routing
  • Handle volume using flexible trade aggregation tools and schedule automatic tasks
  • Reduction of manual processing through workflow simplification and trade automation
  • Eliminates multiple systems, duplicate processes, breaks, and reconciliation efforts
  • Receive allocation instructions from a variety of methods, an manage allocation workflows at granular levels
  • Tailor client onboarding with a mix of manual and automated processing initially, and fully automated later
  • Gain ability to rapidly add attributes to the model to support regulatory and business changes

What is included in our Middle-Office Solution?

Our services include middle office productivity tools with end-to-end integration that benefits capital markets Institutional trading by increasing operational efficiencies and reducing operational risk.

Block and Allocation Management

  •  Manual, Automated, and Scheduled blocking
  •  Pre-allocation, FIX, CTM, File Import, and Manual allocations
  •  Confirmation workflows via FIX and/or PDF (Email or Fax)
  •  Interoperable UIs for block, allocation, and confirmation management

Trade Automation

  •  Set granular definition for flow processing, allowing for flow and client specific behavior
  •  Full Straight-Through-Processing
  •  Data management and enrichment (trade date, settlement date, commission, charges, SSIs)
  •  Automatically sending of back-office and clearing instructions
  •  Fully integrated with Broadridge back office and adaptors for integration with third party post-trade platforms
  •  Trade Netting support - bunch bookout and true netting

Exception Management

  •  Middle Office Dashboard providing analytical view of all activity and exceptions
  •  Circuit breaker capabilities to interrupt STP in-case of exceptions
  •  Ability to make historical changes on blocks and allocations

Interfaces and Connectivity

  •  Omgeo CTM, Alert, and OASYS Direct
  •  FIX Allocation Enabled
  •  APPIA
  •  SWIFT GETC
  •  Back-office (Books and Records)
  •  Customer Static Data
Our representatives and specialists are ready with the solutions you need to move your trading and connectivity forward.

Our representatives and specialists are ready with the solutions you need to move your trading and connectivity forward.

Contact Us

Learn about our additional trading and connectivity solutions that can help move you forward.

Agency Trading

Multi-asset agency trading platform for the sellside

View Solution

FIX Technology and Client Connectivity Services

Industry leading FIX technology and services that fit seamlessly into any technology environment.

View Solution

Post-Trade Matching

Streamline your post-trade matching and accelerate your settlement cycle at lower cost.

View Solution

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Let’s talk about what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103North America
+442075513000EMEA
+65 6438 1144APAC

Thank you.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103North America
+442075513000EMEA
+65 6438 1144APAC