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When brokers work with Broadridge you benefit from a provider who plans, executes and delivers your proxy and shareholder communications with modern and proven processing solutions. Using our centralized solution you work with a single entity across all your street positions, simplifying the process.
Non-Objecting Beneficial Owners (NOBO) List Requests
A NOBO list contains beneficial shareholder name, mailing address and share amounts. A company can request a NOBO list from Broadridge, and we will obtain a consolidated list from our bank and broker clients for a given record date. Broadridge will provide this list to you on a CDROM.
Please note: The record date must be two or more business days from the request date and will take five days from the record date to process. E-mail addresses and telephone numbers are not included on the NOBO list.
Non Objecting Beneficial Owner (NOBO) Request Form
(Note: If you’re having problems viewing the file in your browser, right-click the button above and save the file to your desktop. Once downloaded, double-click to open the file on your desktop.)
Retail share ownership is at its highest level in five years. As a group, retail investors held 31.5% of the shares in the 2023 proxy season (up from 29.6%, five years ago) while institutions held the balance (at 68.5%).
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