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+442075513000	EMEA
+65 6438 1144	APAC

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+1 800 353 0103	North America
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+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
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+1 800 353 0103	Amérique du Nord
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Winfund W.investment

Enhanced back office capabilities for independent dealerships

Run your operations across multiple lines of business through our extensive investment framework. Optimize efficient workflows for independent Mutual Fund and Segregated Fund Dealers, EMDs, deposit brokers, MGAs and National Accounts. On our platform, eTrades are completed and client updates can be supported through Fundserv , through intermediaries, or through direct order entry.

Enabling efficient dealership operations

On our platform, eTrades are completed and client updates can be supported through Fundserv or through direct order entry.

W.connect and Back Office

Management/
Advisor Dashboards

W.compliance

Investor Facing Wealth Reports

Model Portfolios

Web Services/API

W.connect and Back Office

Core, web-based and back office user interface
Supports centralized, decentralized, hybrid, and multi-branch dealer operations
Servicing nominee, client name and intermediary accounts

Management/Advisor Dashboards

Business intelligence and dashboard views for advisors and dealer owners
Advisors use the dashboard to manage their investor book of business assets
Identify the status of compliance items and take needed actions.
Current and historical Management views of financial performance of the dealership
Comprehensive analysis of new money in, and money out of the dealership

W.compliance

A comprehensive suite of configurable day-to-day, ad-hoc and historical compliance reporting
Controls to satisfy all MFDA and AMF needs
Efficient single and multi-branch dealer operations
Includes toolkits and reporting to support regulatory audit requirements

Investor Facing Wealth Reports

Comprehensive, consolidated, customizable investor facing Wealth reports
For Mutual Fund and Segregated Fund dealers, EMDs, Deposit Brokers, MGAs and National Accounts

Model Portfolios

Creation and maintenance of Model Portfolios
Integrated investor profile questionnaire
Point Based Determination of Investor suitability

Web Services/API

Secure third-party application access to the Winfund digital ecosystem
Includes CRM, Portfolio Management, Robo Advisors
Includes AI-powered Wealth Management
Includes Onboarding Solutions and Straight Through Processing (STP)

See Product Specifications

Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

REQUEST INFORMATION

22c-2 Compliance

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Alternative Investments Hub

Capital Markets Disclosures

Cash Management

Collateral Management

Connectivity

Consumer Preference and Profile Management

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Digital Delivery

Digital Experience Management

Distributed Marketing Solution

Distribution 360

Document Composition

Enhanced Packaging

Enhanced Proxy Design

Fact Sheets

Fi360 Learning and Development

Fi360 Software and Technology

Financial Reporting

Global Market Intelligence

Global Securities Class Action Services

Global SWIFT Services

Intraday Risk Monitoring

Investment Accounting

InvestorView

Local Business Listings

Managed Services, Hosting and Integration

Market Analytics

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery and Postal Optimization

Professional Services

Proxy Services

ProxyVote

R Digital

R Funds

R Wholesale Term

Reconciliation

Reference Data Management

Registered Proxy Services

Regulatory Communications

Sales and Asset Reporting

Securities Finance

Seminars

Shareholder Data Services

Sponsored Name Placement

Stock Transfer

Tax Services

Trade Processing and Settlement

Trust and Custody Services

Vdr

Virtual Shareholder Meeting

Visual Analytics