Let’s talk about what’s next for you Talk to us

Our representatives and specialists are ready with the solutions you need to advance your business.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

First Name

Last name

Work email address

Telephone

Country

Company name

Job title

What would you like a Broadridge sales representative to contact you about?

Thank you.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

Parlons de ce qui vous attendTalk to us

Nos représentants et nos spécialistes sont prêts à vous apporter les solutions dont vous avez besoin pour faire progresser votre entreprise.

Vous voulez parler à un représentant commercial?

Table Heading
+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
+1 416 350 0999	Canada Toronto

Prénom

Nom de famille

Adresse de courriel professionnelle

Téléphone professionnel

Country

Nom de l'entreprise

Titre du poste

À propos de quoi aimeriez-vous qu'un représentant commercial Broadridge vous contacte ?

Merci. .

Votre soumission a été reçue. Nous communiquerons avec vous sous peu.

Vous souhaitez parler à un commercial ?

Table Heading
+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
+1 416 350 0999	Canada Toronto

Trading Platforms

Increase accuracy and efficiency with automated fund trading

Stay compliant and optimize trade processing with Broadridge's specialized trading platform for retirement services providers. Reduce trade errors, improve back-office efficiency and increase transparency between your wealth management firm and its intermediaries.

Straight through processing of mutual funds

Our complete platform automates fund trading, reconciliation and dividend and income processing for improved accuracy, greater efficiency and reduced cost.

Straight Through Processing

Automated Fund Trading and Clearing

Trust Accounting Integration

Up-to-Date Funds Menu

Current and Late-Day Processing

A truly automated solution for fund trading

Our technology works with the NSCC's Fund/SERV Networking and the Defined Contribution Clearing and Settlement (DCCS) to provide true, straight-through trade processing.

Learn More About Our Broker-Dealer Platform Services

Plan Level Data Feed

Creates a "window" into broker-dealer activity

Ensure oversight and give advisors a powerful compliance process, while providing firms with a competitive advantage
View plan asset values and gain a deeper understanding of investment activity

Level Compensation

Provide greater clarity and transparency on investment line ups

Assure SEC-registered broker-dealers that all available investment options will pay a levelized compensation

Sales Enablement

Give advisors resources to drive growth

Align strategic revenue initiatives to sales execution with a one-stop solution including point-of-sale materials, investment policy statements, enrollment kits and plan-level data

See Product Specifications

Video

ModelTool(k)it Video Overview

ModelTool(k)it is a comprehensive modeling and unitization solution for mutual fund and ETF based portfolios. Easy-to-use and efficient, ModelTool(k)it’s interface and innovative technology offers 401(k) plan professionals a resource to quickly administer and implement managed accounts. The ModelTool(k)it makes the complex model management process easier, can fill in the gaps and help you grow your business.

How We Can Help

Trusted by firms of all sizes

30K

New mutual fund accounts each month.

Major and independent broker-dealers use one or more Broadridge Trading Platform services.

Schedule a demo

Welcome back, {firstName lastName}.

Not {firstName}? Clear the form.

22c-2 Compliance

Annual Compliance

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Alternative Investments Hub

Capital Markets Disclosures

Cash Management

Collateral Management

Connectivity

Consumer Preference and Profile Management

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Digital Delivery

Digital Experience Management

Distributed Marketing Solution

Distribution 360

Document Composition

Enhanced Packaging

Enhanced Proxy Design

Fact Sheets

Fi360 Learning and Development

Fi360 Software and Technology

Financial Reporting

Global Market Intelligence

Global Securities Class Action Services

Global SWIFT Services

Intraday Risk Monitoring

Investment Accounting

InvestorView

Local Business Listings

Managed Services, Hosting and Integration

Market Analytics

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery and Postal Optimization

Proxy Services

ProxyVote

Reconciliation

Reference Data Management

Registered Proxy Services

Regulatory Communications

Sales and Asset Reporting

Securities Finance

Seminars

Shareholder Data Services

Sponsored Name Placement

Stock Transfer

Tax Services

Trade Processing and Settlement

Trust and Custody Services

Vdr

Virtual Shareholder Meeting

Visual Analytics