Hosting regulatory documents online doesn’t need to be time consuming, risk prone or resource intensive. Our cost-effective solution takes extra steps to maintain compliance and maximize engagement — while automating numerous manual processes. Use it to enhance the investor experience and reduce the strain on your digital teams.
Transform Online Regulatory Document Availability
Transform online regulatory document availability
1. Create comprehensive compliance envelopes
Host all necessary documents for funds and/or variable insurance products in one place, including Tailored Shareholder Reports, N-CSRs, Summary Prospectuses, Quarterly Holdings and N-PX requirements – in an ADA-compliant interface.
2. Ensure 24/7 availability of the latest documents
Benefit from ongoing monitoring of your document library to avoid outdated versions. Utilize EDGAR checks on certain documents to ensure availability aligns with SEC requirements.
3. Streamline digital regulatory document processes
Supplement posting, fund and share-class level reports and late filings are all easily managed within the platform, removing the burden from digital teams. URLs are easily integrated into e-mails and fund websites.
4. Provide a seamless, branded investor experience
Customize the platform to align with your website and brand. Display easily readable, printable and downloadable documents across desktop and mobile devices with one-click linking between documents.
5. Simplify regulatory document library management
Send documents to Broadridge via portal upload, SFTP or integration with Broadridge document composition. Benefit for EDGAR sourcing for certainly regulatory documents. Our document library offers an opportunity to connect to Broadridge print, distribution and e-delivery process for streamlined distribution.
Master the entire regulatory document process
Apply a fully integrated approach to fund documents. Break down the essential elements for compliance and see how our modular solutions drive accurate, efficient shareholder engagement.
Access exclusive insights and connect with experts to begin streamlining compliance challenges.
EDGAR ® and SEC ® are trademarks of the U.S. Securities and Exchange Commission. Broadridge’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.
Let’s talk about what’s next for you
Our representatives and specialists are ready with the solutions you need to advance your business.
Want to speak with a sales representative?
| Table Heading | |
|---|---|
| +1 800 353 0103 | North America |
| +442075513000 | EMEA |
| +65 6438 1144 | APAC |
Thank you.
Your sales rep submission has been received. One of our sales representatives will contact you soon.
Want to speak with a sales representative?
| Table Heading | |
|---|---|
| +1 800 353 0103 | North America |
| +442075513000 | EMEA |
| +65 6438 1144 | APAC |