EU and UK Regulatory Services 

Address ever-changing regulatory requirements for EU and UK framework for financial services compliance. Simplify data optimization, reporting, and filing.

Streamline compliance end-to-end with a single platform

Optimize data inputs
  • Acquire and enrich extensive data from fund managers and third parties
  • Run smart validation using our proprietary data dictionary
  • Calculate risk, performance, and costs with proven engines
Streamline output creation
  • Ensure consistency across different regulatory documents and templates
  • Comply with required reporting and filing formats
  • Translate content into any of 35+ languages
Add agility and control
  • Automatically generate in-depth history logs and a complete audit trail
  • Distribute outputs via APIs, fund centres, widgets, and document libraries
  • Perform fund research, visualization, and documentation with highly configurable tools
Address essential disclosure requirements
  • MiFID II, Solvency II, PRIIPs
  • Consumer Duty, UCITS KIID
  • Distributor Feedback, ESG reporting, and more

Satisfy a full range of EU and UK regulatory requirements

Streamline every process

Utilize an end-to-end service for PRIIPs KID, and EPTs, including production, storage, translation, filing and distribution.

Rely on proven experience

Simplify production, management, and distribution of MiFID II EMT and other templates, as well as cost and charges calculations.

Simplify every facet of Solvency II reporting

Address all aspects of the Solvency II reporting process from data management to composition and distribution of TPTs. 

Utilize a comprehensive UCITS KIID solution

Apply proactive management, cost-effective processes, and rigorous evidential control systems to KIID creation and dissemination.

Adhere to European ESG reporting requirements 

Gain support for all aspects of the composition, maintenance and distribution of SDR and SFDR documents and EETs.

Reduce operational overheads

Streamline management, collation, and sharing of fund sales information in compliance with Consumer Duty requirements.

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Capitalize on our expertise

20+
Years of fund data, document dissemination, and related regulatory experience.
550+
International fund managers utilize Broadridge fund data and services.
3
UK/Europe-based customer services teams.

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