EDGAR®, and SEC® are trademarks of the U.S. Securities and Exchange Commission. Broadridge’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.
Fund Regulatory Reporting & Filing
Align with U.S., EU, UK, and Canadian regulatory requirements utilizing end-to-end reporting capabilities for disclosures, reports, and filings.
Simplify compliance with advanced reporting solutions
Multi-national regulatory reporting capabilities
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U.S. and Canadian investor reporting, communications, and filings
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EU and UK document and template production and distribution
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Compliance monitoring
End-to-end optimization
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Data management
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Reporting and regulatory filing
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Investor communications
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Managed services support
Comprehensive compliance
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Tailored shareholder reports, prospectuses, N-PX and more
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MiFID II, PRIIPs, Solvency II, SDR and more
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Board reporting and market timing compliance
Regulatory expertise
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Regulatory rules monitoring
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Solutions for evolving rules
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Industry group and agency relationships
Streamline reporting at every step
Create cost-efficient, compliant, engaging communications for internal and external stakeholders thanks to integrated solutions, advanced data management, and trusted regulatory expertise.
Easily compose, distribute, and file all prospectus, supplements, Tailored Shareholder Reports, and other disclosures.
Explore U.S. Fund Reporting & FilingAccess a unified platform for 15(c) reporting in the U.S. as well as Assessment of Value and Value for Money capabilities for UK and EU funds.
Explore Board ReportingMinimize risk with automated compliance monitoring and reporting. Our rules-based solution aggregates data across intermediary platforms to flag potential violations in real time.
Explore 22c-2 Market Timing ComplianceSimplify the challenges of the investment industry with client-centric services technology that address the ever-changing requirements of financial regulation.
Explore EU and UK Regulatory ServicesManage, validate, and distribute fund data and regulatory documents on one unified solution.
Explore Global Fund Data and Document Dissemination
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