Issuer Regulatory Reporting & Filing

Simplify financial disclosure, navigate compliance, and reduce costs. Next-gen technologies backed by deep expertise help you file with confidence.

Easily create, manage, and file disclosures

Work smarter and achieve more
  • Speed production of 10-K, annual, and quarterly reports
  • Handle EDGAR and SEC filings in-house
  • Streamline Section 16 reporting
Add efficiency
  • Automate processes and simplify workflows
  • Facilitate collaboration
  • Improve accuracy
Stay compliant
  • Meet tight deadlines
  • Expedite accurate regulatory filings
  • Adapt to changing requirements
Increase your impact
  • Execute a successful capital markets disclosure transaction
  • Engage shareholders and promote your brand
  • Drive greater voter engagement

Optimize your compliance processes

Our innovative solutions help you successfully navigate complex disclosure responsibilities and SEC filing obligations.

Access all you need to compose, digitize for EDGAR print and file with the SEC.

Explore Capital Markets Transactions

Create and file financial reports and other SEC compliance documents quickly and accurately.

Explore Year-Round Compliance

Transform basic disclosures into compelling shareholder communications that support good governance.

Explore Design Services

Reduce costs with an integrated solution for printing and distributing investor communications.

Simplify and enhance EDGAR conversion, tagging and filing collaborative, web-based software solutions.

Utilize self-service insider reporting software for forms 3, 4 and 5.

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EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Broadridge’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.

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