Want to see our global services?

Remember your selection and close this message.

Visit our U.S. website Stay on the Canada site

talk to us

Solutions & Products Insights About Us Client Support talk to us

Financial Services
Expert solutions for financial services for over five decades
Corporations
Streamline securityholder communications and management
- Corporate Issuer
  Corporate Treasury
  - Increase efficiencies in managing cash and risk
  Others
Telecom
Attract, engage and retain customers by creating dynamic experiences
Utilities
Deliver exceptional experiences across communication channels
All Products
Transform your business with communications, technology, data and analytics solutions
- Account Charges, Compensation and Performance Reporting
- Account Statements
- Advisor Compensation
- - Advisor Content Communication Platform
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- Advisor Desktop Solutions
- - Advisor Resource Centre
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- - Advisor Websites
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- AdvisorStream
- - Annual Compliance
    - For Corporate Issuer
    - For Law Firms
- Anti-Money Laundering Solution (AMLS)
- Application mobile
- - Asset Servicing
    - For Capital Markets
    - For Capital Markets
- Automated Publishing for Fund Reporting
- - Bank Debt and Loan Trading
- Banking Book Collateral Management
- - Beneficial Proxy Services
    - For Law Firms
    - For Wealth Management Firms
- - Billing and Expense Management
- - Broadridge Alternative Investments Hub
    - For Wealth Management Firms
    - For Wealth Management Firms
- Broadridge Funds Transfer Agency Solution
- Broadridge SFT Submission Service
- - Broadridge Video Studio
- - Business Process Outsourcing
- - Capital Markets Disclosures
    - For Corporate Issuer
    - For Law Firms
- - Cash Management
    - For Capital Markets
    - For Capital Markets
- Client Portal
- - Collateral Management
- Collateral Management new
- Communication Cloud
- - Compliance and Regulatory Accounting Business Process Outsourcing
    - For Capital Markets
    - For Wealth Management Firms
- Compliance Reporting
- - Connectivity
- Consent Collection and Preference Management
- - Consumer Preference and Profile Management
- Content Design and Management
- - Control Solutions
    - For Capital Markets
    - For Capital Markets
- Corporate Action Services
- - Credit and Market Risk
- Custody Expense Management
- Customer and Advisor Mailbox
- - Customer Communications
- Data Aggregation, Insights and Financial Reporting
- Data Control Intelligent Automation
- Data Control Managed Services
- Data Control Messaging and Connectivity
- Data Control Reconciliations
- - Data Management and Archival
- - Data Management, Analytics and Reporting
- Data Management, Warehouse and Reporting
- - Derivatives Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- - Digital Delivery
- - Digital Document Delivery
    - For ETF Providers
    - For Institutional Investors
- - Digital Experience Management
- Digital Information Onboarding
- Digital Marketing Campaigns
- - Direct Marketing
- Distributed Ledger Repo
- Distributed Ledger Repo (DLR)
- - Document Composition
- EDGARForms
- End-to-end Securities-Based Lending
- Enhanced Packaging
- Enhanced Proxy Design
- - Equity Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- ESG Advisory Services
- European Fund Market Intelligence
- - Expense Management Business Process Outsourcing
    - For Capital Markets
    - For Wealth Management Firms
- Financial Reporting
- - Financial Statement and MRFP Delivery Solution
    - For ETF Providers
    - For Global Investment Managers
- - Fixed Income Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- - Foreign Exchange Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- Fully Paid Lending
- Gestion des portefeuilles et des commandes
- - Global Post Trade Management
    - For Capital Markets
    - For Wealth Management Firms
- - Global Securities Class Action
    - For ETF Providers
    - For Wealth Management Firms
- Global Securities Class Action Services
- - Global SWIFT Services
- Global Tax Reclaim and State Tax Reporting
- Institutional Market Intelligence
- - Intraday Risk Monitoring
    - For Alternative Managers
    - For Global Investment Managers
- - Investment Accounting
- Market Analytics
- Mobile App
- North American Post-Trade Business Process Outsourcing
- - Operational Risk Management
- Performance Analytics
- - Performance and Attribution
- - Performance Dashboards and Operational Reports
- Plateforme de communication de contenu pour les conseillers
- Point-of-Sale Prospectus
- - Portfolio and Order Management
- Portfolio Management for CLO’s
- Portfolio Management for Private Debt
- - Portfolio Securities Voting
- - Post Trade and Regulatory Compliance
    - For Alternative Managers
    - For Global Investment Managers
- Post-Trade Business Process Outsourcing
- - Pricing and Valuation
- - Print Delivery
- - Print Solutions
    - For Corporate Issuer
    - For Law Firms
- - Professional Services
    - For Capital Markets
    - For Wealth Management Firms
- Proxy Distribution Solutions
- - Proxy Management
- - Proxy Services
- ProxyVote™
- R•Broker
- R•Desktop
- - R•Digital
- - R•Funds
    - For Retail Banking
    - For Wealth Management Firms
- R•Term
- R•Wealth
- - R•Wholesale Term
    - For Retail Banking
    - For Wealth Management Firms
- Rapid Onboarding
- - Reconciliation
- - Reconciliation Business Process Outsourcing
    - For Capital Markets
    - For Wealth Management Firms
- - Reference Data Business Process Outsourcing
    - For Capital Markets
    - For Wealth Management Firms
- - Reference Data Management
- Regulatory Trade and Transaction Reporting
- Risk and Transparency Reporting
- Sales and Asset Reporting
- - Securities Finance
- Securities-Based Lending in the Cloud
- Securityholder Data Services
- Securityholder Data Services and Advanced Analytics
- Share Management Solution
- Shareholder Meeting Registration
- Solutions de bureau Advisor
- Statements, Confirmations and Tax Reporting
- Tax Solutions
- Transaction Confirmations and Document Fulfillment
- - Virtual Shareholder Meeting
    - For Corporate Issuer
    - For Law Firms
- - Visual Analytics
- W.insurance
- Web Hosting and Document Conversion
- Winfund Digital Dealership
- Winfund W.investment
Consulting Services
Providing you with actionable insight and proven execution
Search

Solutions & Products
Insights
About Us
Client Support
Search

Financial Services
Expert solutions for financial services for over five decades
Corporations
Streamline securityholder communications and management
- Corporate Treasury
- Increase efficiencies in managing cash and risk
Telecom
Attract, engage and retain customers by creating dynamic experiences
Utilities
Deliver exceptional experiences across communication channels
All Products
Transform your business with communications, technology, data and analytics solutions
- Account Charges, Compensation and Performance Reporting
- Account Statements
- Advisor Compensation
- - Advisor Content Communication Platform
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- Advisor Desktop Solutions
- - Advisor Resource Centre
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- - Advisor Websites
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- AdvisorStream
- - Annual Compliance
    - For Corporate Issuer
    - For Law Firms
- Anti-Money Laundering Solution (AMLS)
- Application mobile
- - Asset Servicing
    - For Capital Markets
    - For Capital Markets
- Automated Publishing for Fund Reporting
- - Bank Debt and Loan Trading
- Banking Book Collateral Management
- - Beneficial Proxy Services
    - For Law Firms
    - For Wealth Management Firms
- - Billing and Expense Management
- - Broadridge Alternative Investments Hub
    - For Wealth Management Firms
    - For Wealth Management Firms
- Broadridge Funds Transfer Agency Solution
- Broadridge SFT Submission Service
- - Broadridge Video Studio
- - Business Process Outsourcing
- - Capital Markets Disclosures
    - For Corporate Issuer
    - For Law Firms
- - Cash Management
    - For Capital Markets
    - For Capital Markets
- Client Portal
- - Collateral Management
- Collateral Management new
- Communication Cloud
- - Compliance and Regulatory Accounting Business Process Outsourcing
    - For Capital Markets
    - For Wealth Management Firms
- Compliance Reporting
- - Connectivity
- Consent Collection and Preference Management
- - Consumer Preference and Profile Management
- Content Design and Management
- - Control Solutions
    - For Capital Markets
    - For Capital Markets
- Corporate Action Services
- - Credit and Market Risk
- Custody Expense Management
- Customer and Advisor Mailbox
- - Customer Communications
- Data Aggregation, Insights and Financial Reporting
- Data Control Intelligent Automation
- Data Control Managed Services
- Data Control Messaging and Connectivity
- Data Control Reconciliations
- - Data Management and Archival
- - Data Management, Analytics and Reporting
- Data Management, Warehouse and Reporting
- - Derivatives Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- - Digital Delivery
- - Digital Document Delivery
    - For ETF Providers
    - For Institutional Investors
- - Digital Experience Management
- Digital Information Onboarding
- Digital Marketing Campaigns
- - Direct Marketing
- Distributed Ledger Repo
- Distributed Ledger Repo (DLR)
- - Document Composition
- EDGARForms
- End-to-end Securities-Based Lending
- Enhanced Packaging
- Enhanced Proxy Design
- - Equity Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- ESG Advisory Services
- European Fund Market Intelligence
- - Expense Management Business Process Outsourcing
    - For Capital Markets
    - For Wealth Management Firms
- Financial Reporting
- - Financial Statement and MRFP Delivery Solution
    - For ETF Providers
    - For Global Investment Managers
- - Fixed Income Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- - Foreign Exchange Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- Fully Paid Lending
- Gestion des portefeuilles et des commandes
- - Global Post Trade Management
    - For Capital Markets
    - For Wealth Management Firms
- - Global Securities Class Action
    - For ETF Providers
    - For Wealth Management Firms
- Global Securities Class Action Services
- - Global SWIFT Services
- Global Tax Reclaim and State Tax Reporting
- Institutional Market Intelligence
- - Intraday Risk Monitoring
    - For Alternative Managers
    - For Global Investment Managers
- - Investment Accounting
- Market Analytics
- Mobile App
- North American Post-Trade Business Process Outsourcing
- - Operational Risk Management
- Performance Analytics
- - Performance and Attribution
- - Performance Dashboards and Operational Reports
- Plateforme de communication de contenu pour les conseillers
- Point-of-Sale Prospectus
- - Portfolio and Order Management
- Portfolio Management for CLO’s
- Portfolio Management for Private Debt
- - Portfolio Securities Voting
- - Post Trade and Regulatory Compliance
    - For Alternative Managers
    - For Global Investment Managers
- Post-Trade Business Process Outsourcing
- - Pricing and Valuation
- - Print Delivery
- - Print Solutions
    - For Corporate Issuer
    - For Law Firms
- - Professional Services
    - For Capital Markets
    - For Wealth Management Firms
- Proxy Distribution Solutions
- - Proxy Management
- - Proxy Services
- ProxyVote™
- R•Broker
- R•Desktop
- - R•Digital
- - R•Funds
    - For Retail Banking
    - For Wealth Management Firms
- R•Term
- R•Wealth
- - R•Wholesale Term
    - For Retail Banking
    - For Wealth Management Firms
- Rapid Onboarding
- - Reconciliation
- - Reconciliation Business Process Outsourcing
    - For Capital Markets
    - For Wealth Management Firms
- - Reference Data Business Process Outsourcing
    - For Capital Markets
    - For Wealth Management Firms
- - Reference Data Management
- Regulatory Trade and Transaction Reporting
- Risk and Transparency Reporting
- Sales and Asset Reporting
- - Securities Finance
- Securities-Based Lending in the Cloud
- Securityholder Data Services
- Securityholder Data Services and Advanced Analytics
- Share Management Solution
- Shareholder Meeting Registration
- Solutions de bureau Advisor
- Statements, Confirmations and Tax Reporting
- Tax Solutions
- Transaction Confirmations and Document Fulfillment
- - Virtual Shareholder Meeting
    - For Corporate Issuer
    - For Law Firms
- - Visual Analytics
- W.insurance
- Web Hosting and Document Conversion
- Winfund Digital Dealership
- Winfund W.investment
Consulting Services
Providing you with actionable insight and proven execution

Segment Title

Solution Title

The right insights, right now

Access the latest news, analysis and trends impacting your business.

EXPLORE ALL INSIGHTS

Explore our insights by topic:

About Broadridge

Global websites:

How can we help?

Learn about our partner program Speak with a sales representative Get client support

Additional Broadridge resource:

View our Contact Us page for additional information.

Back

Talk to us

One of our sales representatives will contact you about your submission.

Welcome back, {firstName lastName}.

Not {firstName}? Clear the form.

elqForm datalayerheadercomment87 comment88 elqcustGUID segment

fstname

lstname

workemail

businessphone

company

jobtitle

country

comments

Want to speak with a sales representative?

+1 800 353 0103

North America

+44 (0)20 7551 3000

EMEA

+65 6438 1144

APAC

Thank You for reaching out to us.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Careers
Client Access
About Us
Français

Broadridge

Solutions & Products
Solutions & Products
Financial Services
Industries & Segments
Industries & Segments
Financial Services

Asset Managers

Capital Markets & Banking

Consumer Finance

Corporate Issuers

Insurance

Retail Banking

Wealth Management

Consumer Markets

Consumer Finance

Insurance

Retail Banking

Telecom

Utilities
Consulting Services

Partner Program

View all products
Insights
Insights
Explore our insights by topic

Asia Pacific

Capital Markets

Communications

Consulting Services

ESG

Explore our insights by topic

Fund Distribution

Global Class Action

Wealth Management

Webinar Program
The right insights, right now

Access the latest news, analysis and trends impacting your business.

Explore All Insights

Subscribe to Our Latest Insights
Talk to Us

Let’s talk about what’s next for you Talk to us

Our representatives and specialists are ready with the solutions you need to advance your business.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

First Name* Required

Last name* Required

Work email address* Required

Telephone* Required

Country* Required

Company name* Required

Job title* Required

What would you like a Broadridge sales representative to contact you about?

Thank you.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

Canada
EN

Parlez-nous

Parlons de ce qui vous attendTalk to us

Nos représentants et nos spécialistes sont prêts à vous apporter les solutions dont vous avez besoin pour faire progresser votre entreprise.

Vous voulez parler à un représentant commercial?

Table Heading
+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
+1 416 350 0999	Canada Toronto

Prénom* Required

Nom de famille* Required

Adresse de courriel professionnelle* Required

Téléphone professionnel* Required

Country* Required

Nom de l'entreprise* Required

Titre du poste* Required

À propos de quoi aimeriez-vous qu'un représentant commercial Broadridge vous contacte ?

Merci. .

Votre soumission a été reçue. Nous communiquerons avec vous sous peu.

Vous souhaitez parler à un commercial ?

Table Heading
+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
+1 416 350 0999	Canada Toronto

Article

Alleviating Pressure Through Revenue Control

Investment managers and brokers are under pressure to better control finance as the complexity of their structures increase and transparency demands grow.

posted November 19 2015

Copy Link Copied!

The asset management industry is facing choppy waters while investment banks are already deep into the tempest; navigating this turbulent period requires a firm grip on core functions. Of these, revenue and expense is most prominent as firms evaluate how, where and why they operate.

Download

Broadridge, a global Fintech leader with more than $6 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives. We deliver technology-driven solutions that drive digital transformation for our clients and help them get ahead of today’s challenges to capitalize on what’s next.

Company Info

About Broadridge Careers Client Support Contact Us Diversity, Equity & Inclusion Investor Relations Office Locations Partner Program Press Security Capabilities Sitemap Sustainability

Industry Solutions

Asset Management Capital Markets Consumer Finance Corporations Healthcare Insurance Retail Banking Telecom Utilities Wealth Management

English

English Español Deutsche 日本語

Global Websites

Canada - English Canada - Français Deutschland 日本 Global

Privacy Statement Do Not Sell My Personal Information Your Privacy Choices
Terms of Use & Linking Policy Accessibility Statement Legal Statements

Want to see our global services?

Advisor Content Communication Platform

Advisor Resource Centre

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Alternative Investments Hub

Broadridge Video Studio

Business Process Outsourcing

Capital Markets Disclosures

Cash Management

Collateral Management

Compliance and Regulatory Accounting Business Process Outsourcing

Connectivity

Consumer Preference and Profile Management

Control Solutions

Credit and Market Risk

Customer Communications

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Document Delivery

Digital Experience Management

Direct Marketing

Document Composition

Equity Trade Processing

Expense Management Business Process Outsourcing

Financial Statement and MRFP Delivery Solution

Fixed Income Trade Processing

Foreign Exchange Trade Processing

Global Post Trade Management

Global Securities Class Action

Global SWIFT Services

Intraday Risk Monitoring

Investment Accounting

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery

Print Solutions

Professional Services

Proxy Management

Proxy Services

R•Digital

R•Funds

R•Wholesale Term

Reconciliation

Reconciliation Business Process Outsourcing

Reference Data Business Process Outsourcing

Reference Data Management

Securities Finance

Virtual Shareholder Meeting

Visual Analytics

Advisor Content Communication Platform

Advisor Resource Centre

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Alternative Investments Hub

Broadridge Video Studio

Business Process Outsourcing

Capital Markets Disclosures

Cash Management

Collateral Management

Compliance and Regulatory Accounting Business Process Outsourcing

Connectivity

Consumer Preference and Profile Management

Control Solutions

Credit and Market Risk