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Operational Risk Management

Measure, manage and reduce your operational risk

Optimize your end-to-end brokerage operations. Gain reliable data for better decisions, lower failed trade risk and reduced cost per trade.

Benefit from in-depth straight through processing (STP) risk analysis

Manage operational risk by analyzing the end-to-end trade life cycle and improving straight through processing. Our solution includes a benchmark study that leverages industry best practices.

Benchmark Your STP Risk

Implement Relevant KRIs

Customize Your Risk Alerts

Access an Intuitive Dashboard

Source Data from Many Systems

Drill into Underlying Data

Equipping your firm to meet today’s risk challenges

Enhance operational risk controls and measure STP performance across brokerage operations, enabling efficiency, regulatory compliance and cost-savings.

Product Specifications

STP Analytics

Enable you to manage and mitigate operational risk

Perform a comprehensive, in-depth analysis and optimization of the end-to-end trade life cycle
Improve straight through processing
Provide a market benchmark study for insight and comparison to industry best-practices and performance

STP Performance Analyzer

Mitigate risk from a centralized platform, increasing trading efficiency

Provide an intuitive interface for easy navigation and examination of the entire trade life cycle
Provide an in-depth analysis model that leverages best-practices from the largest community of participants in the fixed income market
Document STP across the entire trade life cycle for each firm, measure STP rates and provide user-selected drill-down detail
Include powerful diagnostics to identify the root causes of trade breaks

Benchmarked Trade Analytics

Compare your performance against other market participants

Analyze and provide a categorical breakdown of reasons for trade fails
Provide a comparative peer analysis, unique perspective and unparalleled insight given Broadridge’s market presence

See Product Specifications

How We Can Help

Put our expertise to work for you

Years of experience providing technology solutions to the financial industry.

50+

Broker-dealers use our wealth management solutions.

98%

Client revenue retention rate.

Resource

Recent Insights from the Wealth Industry

Broadridge brings you the latest market trends, insights and analysis that impact the wealth industry.

Wealth Management

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