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About Broadridge

Collateral Management

Drive enterprise-wide collateral management efficiency

Gain a real-time view of global inventory and exposures through intuitive dashboards. Generate efficiencies through margin automation, collateral optimization, life cycle management, settlement and connectivity with market infrastructure.

Streamline, automate and optimize collateral management

An enterprise-wide collateral management and optimization solution for cleared/bilateral OTC and exchange traded derivatives, securities lending and repo. With front- to back-office support for buy side firms of all sizes, the system improves collateral efficiency and supports regulatory change.

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Global Inventory Management
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Real-Time Exposure Management
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Collateral Optimization
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Settlement
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Collateral Life Cycle Processing
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Reporting

Learn more about collateral management

Global inventory and exposure management

  • Clearly see security and cash positions in real-time at multiple levels across business lines and asset classes
  • View and manage exposures and margining workflow for Securities Lending, Repo, Exchange Traded and OTC Derivatives, and CCP collateral
  • Create and manage sophisticated eligibility/haircuts/concentration schedules and optimize collateral pledges and receipts
  • Source collateral for derivatives margin at low cost

Trade life cycle processing

  • Deal operationally with the increase in margin calls driven by central clearing and Regulatory Non-Cleared Margin Reform
  • Process trade life cycle events including mark to market, margin calls, trade amendments, corporate actions, returns, collateral substitutions, disputes etc.

Connectivity

  • Increase straight through processing through integration with a wide range of market infrastructure, electronic markets and utilities
  • Streamline tri-party collateral management with real time interfaces and messaging
  • Communicate more effectively through clearing broker/FCM connectivity

Reporting

  • Query and report on a wide range of data to create custom reports and run automated scheduled reports that can be sent out by fax/email etc.
  • Deal with the burden of regulatory reporting mandates around collateral

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