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At first glance, many wealth executives will see the CFRs as just one more compliance hurdle, but the reality is far different. These reforms mean that data and a client-centric view need to be central to the strategy of your investment firm. Compliance must be first and foremost in the investment process and no longer a requirement tacked on at the end.
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Broadridge, a global Fintech leader with more than $6 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives. We deliver technology-driven solutions that drive digital transformation for our clients and help them get ahead of today’s challenges to capitalize on what’s next.
